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Notes from Underground

  And, indeed, I will ask on my own account here, an idle question: which is better—cheap happiness or exalted sufferings? Well, which is better?---Fyodor Dostoevsky ---Notes from Underground Fyodor Dostoevsky ---Notes from Underground Even now, so many years later, all this is somehow a very evil memory. I have many evil memories now, but ... hadn’t I better end my “Notes” here? I believe I made a mistake in beginning to write them, anyway I have felt ashamed all the time I’ve been writing this story; so it’s hardly literature so much as a corrective punishment.  Why, to tell long stories, showing how I have spoiled my life through morally rotting in my corner, through lack of fitting environment, through divorce from real life, and rankling spite in my underground world, would certainly not be interesting; a novel needs a hero, and all the traits for an anti-hero are expressly gathered together here, and what matters most, it all produces an unpleasant impression, for we are...

Hope

To be human is to be a miracle of evolution conscious of its own miraculousness — a consciousness beautiful and bittersweet, for we have paid for it with a parallel awareness not only of our fundamental improbability but of our staggering fragility, of how physiologically precarious our survival is and how psychologically vulnerable our sanity. To make that awareness bearable, we have evolved a singular faculty that might just be the crowning miracle of our consciousness: hope.-- Erich Fromm


 



The Transnational Cinematic Legacy of Roman Polanski

Early Trauma, Claustrophobia, and Holocaust Survival in Poland

The early life of Roman Polanski established a psychological and thematic template of existential isolation, vulnerability, and absurdity that would define his later cinema. Born Rajmund Roman Thierry Polański in Paris on August 18, 1933, to a Polish-Jewish father, Mojżesz Liebling, and a Russian-immigrant mother, Bula, he returned with his family to Kraków in 1936. Following the German invasion of Poland in 1939, the family was subjected to severe anti-Semitic persecution under the Nuremberg Laws, culminating in their forced relocation to the Kraków Ghetto. The trauma of ghettoization was marked by extreme physical confinement, with Polanski’s family forced to share a cramped apartment with four to five other families. At the age of six, Polanski’s formal education was abruptly terminated when all Jewish children were expelled from primary school, leaving him without access to a classroom for the next six years. Instead of studying, children in the ghetto were subjected to forced labor, and Polanski recalled gluing paper bags for the German occupying forces.

The systemic dismantling of Polanski's family occurred with brutal efficiency. His mother, Bula, who was four months pregnant at the time, was captured in a raid, deported to Auschwitz, and killed in the gas chambers shortly after her arrival. His father was subsequently targeted for deportation to the Mauthausen concentration camp in Austria. In a final, desperate act of protection during a forced march, Mojżesz Liebling spotted his young son attempting to approach him and whispered in Polish, "Get lost!". This chilling rejection, born out of a father's desire to save his son from German soldiers, served as a clean break, forcing the ten-year-old Polanski to fend for himself in the occupied Polish countryside.

Polanski survived the war by adopting a false Catholic identity, memorizing prayers, and seeking refuge with Polish Roman Catholic families who risked death to hide him. Among his protectors were Stefania and Jan Buchala in the village of Wysoka near Wadowice, who were later recognized by Yad Vashem as Righteous Among the Nations. This performance of identity was fraught with peril; during a domestic visit by a parish priest, Polanski was intensively questioned on his catechism, prompting the priest to remark, "You aren't one of us". Survival in this hostile environment subjected him to extreme physical and psychological terror. He witnessed unspeakable horrors, was used as target practice by German soldiers, and sustained severe injuries in a war-related explosion.

During these years of hiding, Polanski first encountered cinema, seeking refuge in movie theaters to escape public scrutiny. Though he recalled the German propaganda films of the era as terrible, they represented a magical realm of fairy tales, and he taught himself to read by studying their subtitles. Following the end of the war, Polanski was reunited first with an uncle and then with his father, who had survived Mauthausen and subsequently remarried. However, the post-war peace was shattered when Polanski was brutally beaten over the head with a rock by a serial killer, narrowly escaping with his life. This continuous exposure to random, lethal violence instilled a deep-seated dread that would manifest as the hallmark atmospheric tension of his films.

Post-War Artistic Development and the Łódź Film School

Post-war Poland presented new ideological and class barriers for Polanski. At age 13, he began acting in local theater and children's radio programs, notably Maria Filiżanka's show Wesoła Gromadka (Happy Lot), which he secured after bluntly telling the producer that the children performing on the show were phony. Despite his obvious talent, he was repeatedly denied admission to the acting schools of Kraków and Warsaw. These rejections carried a political dimension: his father’s status as a small business owner marked him as a representative of "private initiative," which was condemned under the rising Polish Communist regime. Undeterred, Polanski attended the Kraków Liceum Sztuk Plastycznych from 1950 to 1953, studying art and film. His talent was eventually recognized by the prominent director and pedagogue Antoni Bohdziewicz, who cast him in the 1953 film Three Tales (Trzy Opowieści) and encouraged him to apply to the prestigious State Film School in Łódź, which he attended from 1954 to 1959.

The Łódź Film School offered a highly technical curriculum that taught directors to construct narratives using hand-held cameras and minimal physical resources, giving Polanski's early films a spare, focused power. During his studies, Polanski met his first wife, the actress Barbara Lass-Kwiatkowska, whom he married in 1959. That same year, he joined the influential filmmaking group KAMERA as an assistant to the director Andrzej Munk. Polanski’s student etudes systematically broke with the state-mandated doctrine of socialist realism, focusing instead on themes of absurdity, sadomasochism, and latent human malice. His provocative tendencies nearly resulted in expulsion when he directed Let's Spoil the Party (Rozbijemy Zabawę, 1957), for which he paid local hoodlums to crash and disrupt a student dance to capture genuine chaos on film.

Student Etudes and Early ShortsYear of ReleaseProduction Context and Core ThemesHistorical and Critical Legacy

Magic Bicycle

1955

Lost student exercise based on a real, traumatic childhood event.

Early experimentation with autobiographical themes and memory reconstruction.

Murder

1957

A stark, dialogue-free depiction of a crime scene.

Early exploration of unexplained, sudden physical violence.

Let's Spoil the Party

1957

Directorial provocation featuring hired hoodlums crashing a school dance.

Focus on social vulnerability and the collapse of conventional civil order.

Toothed Smile

1957

Short psychological study of voyeurism and minor malice.

Development of Polanski's clinical, detached camera style.

Two Men with a Wardrobe

1958

Absurdist tale of two men carrying a wardrobe from the sea into a hostile town.

Highly acclaimed internationally; won five awards and established his global reputation.

When Angels Fall

1958

Poetic, nostalgic short about an old toilet attendant's wartime memories.

Early thematic connection between aging, memory, and historical trauma.

Lamp

1959

Symbolic short film set in a doll maker's workshop.

Visual metaphor for commercial greed and the destruction of innocence.

Le Gros et le Maigre

1961

Dark comedy exploring a sadomasochistic relationship, filmed in France.

Nominated for awards; established his ability to work outside the Polish state system.

Minimally Confined Arenas: Knife in the Water and Cul-de-Sac

Following his graduation, Polanski returned to Poland to direct his first full-length feature film, Knife in the Water (Nóż w wodzie, 1962), a claustrophobic psychological study of sexual rivalry and class tension on an isolated yacht. The film serves as a masterfully minimalist, low-budget three-character drama focusing on themes of domination, power play, and paternal irritation at the virility of youth. In the film, Andrzej, a wealthy, conformist sports reporter who does not contribute to the socialist state but instead enjoys a capitalist lifestyle with an expensive car and yacht, continuously pushes and seeks to humiliate a young, unnamed hitchhiker who carries a pocket knife. The tension escalates within the cramped physical spaces of the sailboat’s cabin and deck.

The film was heavily criticized by Władysław Gomułka, the chief of the Polish Communist Party, who viewed its lack of social commitment and depiction of class differences in a supposedly classless society as a betrayal of socialist principles. Gomułka was so angered by the film's "pessimistic image of society" and "cosmopolitan" capitalistic influences that he reportedly threw an ashtray at the screen during a private viewing, declaring that Poland had "no need for such films". Gomułka denied Polanski state funding for future projects, prompting the director to leave Poland in 1962. However, Knife in the Water achieved massive international success, winning the International Critics Award at the Venice Film Festival and earning an Academy Award nomination for Best Foreign Language Film, launching Polanski's career in the West.

Polanski carried this preoccupation with isolation, humiliation, and shifting power dynamics into his British feature Cul-de-Sac (1966). Starring Donald Pleasence as a timid retired businessman and Françoise Dorléac as his unfaithful French wife, the film depicts a bizarre home invasion at their isolated castle on the Northumberland coast by a burly American gangster, played by Lionel Stander. The film blends the absurdism of Samuel Beckett and Harold Pinter with hard-edged thriller tropes to orchestrate a mental ménage à trois of sexual and emotional humiliation. In this evocative and claustrophobic tale, Polanski systematically strips his male protagonist of his masculinity, offering a dark, powerfully pessimistic, yet surreal and morbidly funny vision of a modern world in chaos.

The Psychology of Perception: The "Apartment" and "Investigation" Trilogies

Throughout his career, Polanski has maintained a profound interest in the nature of human perception and how subjective states of consciousness translate to the screen. According to scholarly analyses such as Davide Caputo’s Polanski and Perception, Polanski was heavily influenced by the work of renowned neuropsychologist Richard L. Gregory, whose studies on indirect perception gave scientific validation to Polanski's belief that what we see is actively constructed by the brain rather than passively recorded. This theoretical framework is best exemplified by Polanski's unofficial "Apartment Trilogy"—comprising Repulsion (1965), Rosemary's Baby (1968), and The Tenant (Le Locataire, 1976).

In each film of the Apartment Trilogy, an outsider moves into an urban dwelling that becomes the primary site of their isolation, paranoia, and subsequent mental disintegration. The architectural confines of the domestic space progressively violate the protagonists' personal autonomy, transforming from a shelter into an uncanny, hostile trap. The characters are gripped by a fear of being watched and judged; they obsessively interpret the muffled sounds of neighbors whispering through shared walls as signs of a looming conspiracy against them.

  • Repulsion (1965): Carol (Catherine Deneuve) experiences a psychotic breakdown, her schizophrenia manifesting as terrifying tactile and visual hallucinations within her sister's London flat. Polanski uses repetitive noises—the ticking of a clock, dripping water, creaking floors—to distort everyday reality into a living nightmare.

  • Rosemary's Baby (1968): Rosemary (Mia Farrow) struggles against a paternalistic and occult conspiracy that seeks to use her body to birth the Antichrist, highlighting the failure of the apartment to protect her from the patriarchal order outside.

  • The Tenant (1976): Polanski himself plays the unassuming Trelkovsky, whose self-effacing personality is gradually absorbed by the spiritual imprint of the suicidal woman who previously inhabited his Parisian apartment.

To visually represent this psychological dissolution, Polanski and cinematographer Sven Nykvist construct a "theater of judgment" in The Tenant using panning shots, disorienting perspectives, and a cold, pastel-tinged palette of muted greens and grays. The camera acts as a voyeuristic peephole, placing the audience directly inside the protagonist's head space, where the boundaries between observer and observed collapse.

In contrast to the feminine-centric mental breakdowns of the Apartment Trilogy, Polanski’s "Investigation Trilogy"—comprising Chinatown (1974), Frantic (1988), and The Ninth Gate (1999)—features male protagonists who are ostensibly sane but are nonetheless afflicted by an inability to fully perceive or control the corrupt, complex systems surrounding them.

Hollywood Ascendancy, the Manson Tragedy, and the Battle over Chinatown

Polanski's transition to Western cinema began in Great Britain, where he directed the psychological thriller Repulsion (1965), which clinicalized the psychotic breakdown of a young woman played by Catherine Deneuve. Moving to Hollywood, he directed Rosemary's Baby (1968) for Paramount Pictures, adapted from Ira Levin's bestseller and produced by the low-budget horror pioneer William Castle. The film revolutionized the horror genre by staging the rise of the Antichrist within the mundane, modern apartments of New York City, tapping into anxieties surrounding pregnancy, gaslighting, and the loss of bodily autonomy. To heighten the film's realism, Polanski shot on unclosed New York streets, forcing actor Mia Farrow to walk directly into active traffic.

The production of Rosemary's Baby became associated with a series of real-life tragedies that gave rise to the legend of a curse. Producer William Castle received numerous death threats accusing him of inviting evil into the world, and he eventually died of a stroke at age 63. During filming, Mia Farrow was served with divorce papers by her husband, Frank Sinatra, which devastated her personal life. Most tragically, the film’s composer, Krzysztof Komeda, who wrote the iconic "Rosemary's Lullaby," died under mysterious circumstances after falling from a cliff in Los Angeles, and the Dakota building used for exterior shots was later the site of John Lennon's assassination.

These tragedies were eclipsed on August 9, 1969, when Polanski's pregnant wife, Sharon Tate, and four of their friends were brutally murdered by members of the Charles Manson cult at the couple's home in Los Angeles. Polanski, who was filming in London at the time, was plagued by intense feelings of guilt and responsibility. His immediate artistic response was Macbeth (1971), co-scripted with Kenneth Tynan and funded by Playboy Enterprises after mainstream Hollywood studios deemed it too risky. The adaptation was exceptionally violent, particularly during the slaughter of Macduff’s family, which featured the character Ross as a cynical third murderer. Critics widely interpreted the film's graphic bloodletting as a direct processing of the Manson murders and a reflection of the rising cultural disillusionment of the early 1970s.

Polanski temporarily retreated to Rome in 1973, directing the Eurocentric, Kafka-esque comedy What? (1972), before being coaxed back to Hollywood by producer Robert Evans and screenwriter Robert Towne. Towne had turned down a lucrative offer to adapt The Great Gatsby to write Chinatown (1974) specifically for Polanski. Chinatown revived the film noir genre, presenting a deeply cynical narrative of systemic municipal corruption and incestuous abuse in 1930s Los Angeles.

The production was marked by intense creative battles between Polanski and screenwriter Robert Towne over the film's climax. In Towne's original screenplay, the ending was bittersweet yet ultimately redemptive: Evelyn Mulwray (Faye Dunaway) kills her corrupt, incestuous father, Noah Cross (John Huston), and she escapes safely with her daughter, as rain pours down on Los Angeles, metaphorically washing away the sins of the city. Polanski vehemently rejected this optimistic resolution, insisting that a happy ending would allow audiences to simply forget the systemic injustice of the world over dinner. He wanted the moral rot and the complete triumph of corrupt power to be thrust directly into the audience's faces. Polanski rewrote the ending himself, culminating in the tragic scene where Evelyn is shot by the police, and Cross successfully takes custody of his daughter/granddaughter. Towne eventually conceded that Polanski’s tragic modification was the superior choice, capped by one of the most iconic lines in cinema: "Forget it, Jake. It's Chinatown".

In a profound manifestation of subconscious grief, Polanski designed the dress and makeup style of the tragic heroine Evelyn Mulwray as a direct physical copy of his late mother's style. His subsequent European masterpiece, Tess (1979), also carried deep personal significance; Polanski noted that the primitive, powerless English villages depicted in the film were visual echoes of the Polish countryside where he had hidden during the Holocaust.

Transnational Collaborative Syntheses: Komeda, Edelman, and the Late Style

Polanski's distinctive cinematic vision has been heavily defined by two major, enduring artistic collaborations: his early musical partnership with jazz composer Krzysztof Komeda and his late-career visual synthesis with cinematographer Paweł Edelman.

Krzysztof Komeda was a pioneer of European jazz and is regarded as a legendary national figure in Poland. Until his tragic, premature death in 1969, Komeda composed the musical scores for nearly all of Polanski's early short and feature films, including Two Men and a Wardrobe (1958), Knife in the Water (1962), Cul-de-Sac (1966), Dance of the Vampires (1967), and Rosemary's Baby (1968). Komeda's scores successfully blended Polish folk lyricism with modern, free jazz. In Knife in the Water, his sensual, John Coltrane-inspired jazz score, featuring the sultry saxophone playing of Bernt Rosengren, established a pervasive sense of psychological threat and sexual tension. For Rosemary's Baby, Komeda wrote the iconic, hauntingly wordless vocal lullaby that juxtaposed sweet motherhood with dissonant intervals on the harpsichord and kalimba, signifying the impending demonic encroachment.

In his late career, Polanski found an equally essential visual partner in cinematographer Paweł Edelman, initiating a collaboration that began with The Pianist (2002). Edelman is widely recognized as one of Poland's premier cinematographers. For The Pianist, which won Polanski the Academy Award for Best Director, Edelman developed a "transparent" shooting style, characterized by a lack of extreme lens solutions, economical camera movements, and keeping the lens strictly at the observer's eye level to maintain an objective, natural viewpoint. This transparency of form allowed the historical reality of the Warsaw Ghetto and the horror of the Holocaust to speak directly to the audience. Edelman has shot every subsequent Polanski film, including Oliver Twist (2005), The Ghost Writer (2010), Carnage (2011), Venus in Fur (2013), An Officer and a Spy (2019), and The Palace (2023), maintaining exceptionally high production standards across diverse genres.

The 1977 Criminal Prosecution, Plea Bargain, and Flight

On March 10, 1977, Polanski's Hollywood career came to an abrupt end when he was arrested at the Beverly Wilshire Hotel in Los Angeles. The arrest followed a complaint by the mother of 13-year-old Samantha Gailey (now Geimer). Polanski had met the teenager after requesting her mother's permission to photograph her for the French edition of Vogue. During a second private photo shoot at the home of actor Jack Nicholson, Polanski provided the minor with champagne and a portion of a Quaalude pill before sexually assaulting her. Polanski was subsequently indicted by a grand jury on six felony counts, including rape by use of drugs, sodomy, perversion, and furnishing a controlled substance to a minor.

To spare the victim from the trauma of a public trial, a plea bargain was negotiated by her attorney. Under the terms of the agreement, Polanski pleaded guilty to a single lesser charge of unlawful sexual intercourse with a minor, and the other five felony charges were dismissed. The probation report submitted to the court, drafted by parole officer Kenneth Fare and signed by deputy Irwin Gold, recommended probation, excusing Polanski’s behavior as the product of his creative genius, his status as an immigrant from a nation with different moral codes, and placed a portion of the blame on the victim and her mother.

The court ordered Polanski to undergo a 90-day psychiatric evaluation at Chino State Prison, granting him a brief stay to travel to Europe to complete a film project. Polanski reported to Chino on December 19, 1977, and was released after 42 days when evaluators deemed him mentally sound and unlikely to reoffend.

Polanski's decision to flee the United States was prompted by a breakdown of the plea agreement. Prior to his formal sentencing hearing, Polanski's legal team discovered that the presiding judge, Laurence J. Rittenband, intended to reject the probation recommendations and sentence the director to a lengthy prison term, followed by deportation. Judge Rittenband's decision had been influenced by an ex parte communication in which Deputy District Attorney David Wells presented him with photos of Polanski partying with young girls at Oktoberfest in Munich.

On February 1, 1978, hours before his scheduled sentencing, Polanski fled Los Angeles for London and subsequently Paris. Because Great Britain cooperated with U.S. extradition laws, Polanski eventually sold his home there and avoided returning. In a notable legal footnote, the British High Court later ruled 3-2 in Polanski's favor, permitting him to testify via satellite from Paris during a civil trial to protect him from arrest.


Modern Civil Litigation, Defamation, and Late-Career Satire

In his final years, Polanski has faced a succession of civil lawsuits and defamation trials that have kept his legal status at the forefront of international news. In 2010, British actress Charlotte Lewis publicly accused Polanski of raping her in Paris in 1983 when she was 16 years old, stating she spoke out to challenge claims by Polanski's lawyers that the 1977 California case was an isolated incident. Lewis had traveled to Paris for a casting session and later starred in Polanski's 1986 film Pirates.

In a 2019 interview with Paris Match, Polanski called Lewis's rape allegations a "heinous lie," pointing to a 1999 article in the now-defunct tabloid News of the World that quoted her as saying she had wanted to be his lover. Lewis argued that the tabloid quotes were completely fabricated and filed a defamation complaint in France, which resulted in Polanski being automatically charged under French press laws.

In May 2024, a Paris court acquitted Polanski of defamation, focusing strictly on whether his comments exceeded the bounds of free expression rather than the truth of the rape allegation itself. On December 4, 2024, a Paris appeals court upheld the acquittal, ruling that Polanski had not committed any breach of civil duty and owed no financial damages to Lewis. Polanski’s lawyer, Delphine Meillet, celebrated the verdict as a victory for free speech, asserting that individuals publicly accused of a crime retain the legal right to publicly defend themselves in the media. In contrast, Lewis’s lawyer, Benjamin Chouai, condemned the ruling, arguing that it granted influential public figures a media license to discredit their accusers with impunity.

Concurrently, Polanski faced a major civil lawsuit in California. In June 2023, an anonymous plaintiff, Jane Doe, filed a lawsuit accusing Polanski of taking her to a Los Angeles restaurant in 1973 when she was a minor, giving her tequila, and sexually assaulting her at his home despite her protests. The suit was filed just before the expiration of a California law that had temporarily opened a window for civil claims involving decades-old sexual abuse.

The plaintiff’s attorney, Gloria Allred, noted that the encounter had caused her client immense lifelong physical and emotional pain. In the summer of 2024, however, both parties reached a conditional settlement, resulting in the formal dismissal of the lawsuit and ending Polanski's remaining active civil litigation in the United States.

Polanski's recent films reflect this personal and legal turmoil, though they have met with vastly different critical receptions. An Officer and a Spy (2019), which dramatized the wrongful treason conviction of Alfred Dreyfus amid rampant institutional anti-Semitism, was widely seen as a thin personal allegory through which Polanski argued against his own public condemnation. Despite its political toxicity preventing a US theatrical distributor, the historical drama achieved significant critical acclaim in Europe, winning the Grand Jury Prize and the FIPRESCI Prize at the 76th Venice International Film Festival.

Conversely, his next film, The Palace (2023), was an unmitigated disaster. Co-written with Jerzy Skolimowski and starring Oliver Masucci, Fanny Ardant, and John Cleese, the black comedy satirized the vulgarity of the global elite gathered at the Gstaad Palace Hotel in the Swiss Alps on the eve of the millennium. Panned at the Venice Film Festival for its crude humor, unresolved dangling subplots involving Mickey Rourke's character, and poor digital effects, it became a major box-office bomb, grossing less than $1 million against a production budget of 17 million Euros. Despite the muddled screenplay, the film maintained high production values, utilizing Alexandre Desplat's ironically cheery holiday music and scenic cinematography by Paweł Edelman.

Polanski's late work presents a dark, cynical view of a world dominated by greed and prejudice, serving as a bitter artistic postscript to a career defined by the themes of isolation, absurdity, and the collapse of the moral order.