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Notes from Underground

  And, indeed, I will ask on my own account here, an idle question: which is better—cheap happiness or exalted sufferings? Well, which is better?---Fyodor Dostoevsky ---Notes from Underground Fyodor Dostoevsky ---Notes from Underground Even now, so many years later, all this is somehow a very evil memory. I have many evil memories now, but ... hadn’t I better end my “Notes” here? I believe I made a mistake in beginning to write them, anyway I have felt ashamed all the time I’ve been writing this story; so it’s hardly literature so much as a corrective punishment.  Why, to tell long stories, showing how I have spoiled my life through morally rotting in my corner, through lack of fitting environment, through divorce from real life, and rankling spite in my underground world, would certainly not be interesting; a novel needs a hero, and all the traits for an anti-hero are expressly gathered together here, and what matters most, it all produces an unpleasant impression, for we are...

Hope

To be human is to be a miracle of evolution conscious of its own miraculousness — a consciousness beautiful and bittersweet, for we have paid for it with a parallel awareness not only of our fundamental improbability but of our staggering fragility, of how physiologically precarious our survival is and how psychologically vulnerable our sanity. To make that awareness bearable, we have evolved a singular faculty that might just be the crowning miracle of our consciousness: hope.-- Erich Fromm


Serpico (1973)

 



The Anatomy of a Whistleblower

"If I took the money, what kind of man would I be when I listen to Beethoven?" 

"What could be a more appropriate subject for a 1973 movie than the ordeal of Frank Serpico, the New York City policeman who became a pariah in the Department because he wouldn’t take bribes? Serpico, whose incorruptibility alienates him from his fellow-officers and turns him into a messianic hippie freak, is a perfect modern-movie hero."
Formed in 197In February 1971, Serpico (Al Pacino) is on his way to hospital after being hit in the face by a bullet during a drug raid in Brooklyn. “Guess who got shot?” asks one policeman of another: “Serpico.” “Think a cop did it?” the other asks. “I know six cops said they’d like to,” the first replies. In real life, as in the film, Serpico’s whistleblowing earned him the enmity of many colleagues. He was shot by the “perp” he was trying to arrest.

 The real Frank Serpico tells the story similarly to the way it is told in the film, though the film-makers replaced his modest revolver with a more dramatic-looking 9mm automatic. Serpico alleges that his fellow police officers left the scene and a local man called an ambulance for him.0, the Knapp commission discovered widespread and deep-rooted corruption in the New York police department. This followed a story given to the New York Times by two whistleblowers, sergeant David Durk and officer Frank Serpico.




The action flashes back to the beginning of Serpico’s career in the 1960s. He is a fine cop, but an outsider: he goes to Spanish literature classes and learns to dance ballet. His colleagues presume he is gay. When he is handed some cash in an envelope, he tries to report it, but is told to drop the subject. “Let’s face it, who can trust a cop who doesn’t take money?” asks one fellow cop. “I mean, you are a little weird.” He moves from precinct to precinct. Instead of fitting in, he finds more and more corruption.

Serpico tells friendly cop Bob Blair (Tony Roberts) about the corruption problems, and they try to take the story to the mayor’s office – but they’re snubbed again. Blair is a fictional character. He stands in for Serpico’s real-life friend David Durk, though he plays a smaller part in the story than Durk did. In 1971, after the story of NYPD corruption first broke, Sam Peckinpah wanted to make this movie as a two-hander, with Paul Newman as Durk and Robert Redford as Serpico. The version which made it to the screen followed Peter Maas’s biography of Serpico and wrote Durk out. Some of his contemporaries saw this as a historical injustice, and it’s certainly true that Frank Serpico is much more widely remembered than David Durk.

Al Pacino’s performance as the focused, hard-edged and yet hippie-ish Serpico is exceptional. Director Sidney Lumet’s knowledge of New York City locations was unsurpassed: the movie was filmed in four of the city’s five boroughs, leaving out only Staten Island. These days, though, the movie feels languorous and overlong – even though Waldo Salts original 240-page screenplay (one page corresponds to about a minute of screen time) was cut in half by co-screenwriter Norman Wexler. 





    1. Release date: December 5, 1973 (USA)
      Director: Sidney Lumet
      Story by: Peter Maas
      Adapted from: Serpico
      Screenplay: Waldo SaltNorman Wexler





















Production and Background

  • Director: Sidney Lumet. Lumet was a "master of the city," known for his efficiency and ability to capture the claustrophobic tension of urban environments. He took over the project after John G. Avildsen was fired due to creative differences with producer Martin Bregman.

  • Screenplay: Waldo Salt and Norman Wexler. The script was adapted from the 1973 best-selling biography by Peter Maas. Waldo Salt, who had been blacklisted during the McCarthy era, brought a specific sensitivity to the theme of an individual crushed by a powerful institution.

  • Key Cast: * Al Pacino as Frank Serpico: In a transformative performance, Pacino portrays Serpico’s descent from an eager rookie to a paranoid, bearded outcast.

    • John Randolph as Chief Sidney Green: Based on the real-life Commissioner Murphy/McClain figures who eventually supported Serpico.

    • Tony Roberts as Bob Blair: Serpico's well-connected friend who helps navigate the political landscape.

  • Historical Context: The film was released in December 1973, just as the Watergate hearings were dominating national headlines. The public's appetite for stories about institutional corruption was at an all-time high, making the film a cultural lightning rod.







The film features a distinct, Mediterranean-influenced score by Greek composer Mikis Theodorakis. Lumet chose him to provide a "street-level" operatic feel. Interestingly, because Theodorakis was under house arrest in Greece at the time for his political activism, the music had to be smuggled out of the country. The main theme provides a melancholic, almost lonely folk-quality to Serpico's walks through the city.





The screenplay for Serpico (1973)—penned by Waldo Salt and Norman Wexler—is a masterclass in structural inevitability and character erosion. Rather than relying on a traditional three-act thriller formula with a rising climax and triumphant resolution, the script operates as a cyclical tragedy and a forensic study of psychological isolation.

1. Structural Design: The Inverted Narrative and Cyclical Trap

Salt and Wexler break traditional chronological momentum right from the opening frame.

  • The Inverted Hook: The film begins in media res with a bleeding, panicked Frank Serpico in the back of a speeding police cruiser after being shot in the face. By starting at the absolute nadir of his journey, the screenwriters instantly strip away any conventional "whodunit" tension. The audience already knows the tragic outcome; the narrative engine becomes a grueling exploration of how he got there.

  • The Episodic Descent: Once the extended flashback begins, the structure becomes intentionally episodic, charting Serpico’s transfers across various precincts (from the 81st to the 7th, and eventually to Brooklyn North). This repetitious structure serves a thematic purpose: it mirrors Frank's exhaustion. Each new precinct offers a glimmer of hope, only to reveal the exact same institutional rot, trapping both the character and the audience in a bureaucratic nightmare.

2. Writing: The Vocabulary of Coercion

The dialogue in Serpico is sharp, vernacular, and deceptively mundane. The writers deliberately avoid grand villainous monologues. Instead, corruption is spoken of as an administrative chore, a benefit package, or a matter of simple courtesy.

The "We Share" Philosophy: When fellow officers pressure Frank to take his "nut" (the share of dirty money), the language used is that of a fraternity, not a syndicate. Lines like "Who can trust a cop who don't take money?" highlight the terrifying inversion of morality within the system. To the institution, an honest cop is a dangerous wildcard because he cannot be leveraged or controlled.

The script brilliantly contrasts Serpico's increasingly erratic, high-strung outbursts with the chillingly calm, passive-aggressive stonewalling of his superiors and political figures (like the Mayor's office). The writing emphasizes that the bureaucracy's primary function is self-preservation through inertia.

3. Character Development: The Psychology of Over-Correction

Frank Serpico's arc is not one of moral awakening, but of hyper-fixation and subsequent alienation. He is entirely static in his core morality, which makes his external transformation all the more jarring.

  • The Idealist Shaver: In the beginning, Frank is clean-cut, obsessively polishing his shoes, believing in the clear-cut heroism of the badge.

  • The Chameleon as a Shield: As he moves into plainclothes work, his adoption of counter-culture aesthetics—the long hair, sandals, sheepskin coats, and heavy beard—begins as a professional asset for undercover blending. However, the script transforms this into a psychological shield. He adopts the look of the people the police despise to visually distance himself from the corrupt identity of his peers.

  • The Toll of Ethical Obsession: The writers show the heavy, ugly cost of his virtue. Frank is not a flawless martyr; the script tracks how his hyper-vigilance warps into toxic paranoia. His domestic life with Leslie and Laurie disintegrates because he cannot turn off the battle. He screams at his neighbors, obsessively checks his environment, and grows detached.

By the final act, Frank has been stripped of his idealism, his relationships, and his safety. When he finally receives his detective gold shield while recovering in the hospital, his refusal to accept it with a traditional speech marks the absolute death of his relationship with the institution. He didn't change the system; the system merely pushed him out.







The Anatomy of Institutional Decay

Lumet excels at tracking how institutions crush individuals. Unlike a traditional, sensationalized police thriller, Serpico plays out with a documentary-like procedural precision.

  • The Nature of the Corruption: The film captures corruption not as a series of isolated "bad apples," but as a highly organized, mundane business. It's an entire ecosystem of routine, small-time graft—bagman payoffs, retail kickbacks, and gambling protection—where participation is treated as the baseline metric for fraternal loyalty.

  • The Metamorphosis: As Frank Serpico shifts from a clean-cut, idealistic rookie into an eccentric, bearded, counter-culture undercover plainclothes officer, his outward appearance reflects his deep alienation from the force. He becomes an outsider to both sides of the law.

  • Isolation as Terror: Lumet builds a claustrophobic sense of paranoia. The threat doesn't come from the criminals on the street, but from the men wearing the same badge. Every precinct transfer becomes a psychological minefield where a lack of complicity is viewed as an active betrayal, culminating in the chilling realization that backup might never arrive when a door gets kicked in.





Lumet's Neo-Realist Texture

Filmed entirely on location in New York City across four boroughs, Lumet and cinematographer Arthur J. Ornitz reject Hollywood sheen. They capture the raw, soot-stained, decaying textures of early '70s Manhattan, Brooklyn, and the Bronx. There is a stark immediacy to the frame; the heat, the noise, and the ambient urban grime are palpable, anchoring Serpico’s psychological exhaustion in a tangible physical reality.

Pacino’s performance is a masterclass in controlled, escalating fury. He moves from earnest confusion to frantic, twitching hyper-vigilance, capturing a man completely consumed by an ethical obsession that destroys his personal life long before he ever takes a bullet.






Legacy and Impact

  • Police Cinema: It paved the way for more nuanced, cynical police procedurals like The Wire or The Shield, moving away from the "heroic cop" tropes of the 1950s.

  • The "Serpico" Archetype: The name "Serpico" became a permanent noun in the English language, used to describe any whistleblower or "rat" within a closed organization.

  • Real-Life Influence: Following the film and the real-life Knapp Commission, the NYPD underwent significant internal affairs restructuring. Frank Serpico himself became a symbol of civil courage, though he lived in self-imposed exile in Europe for many years to escape the death threats that followed the film's release.







Film vs. Reality: Historical Accuracy

While Sidney Lumet strove for an authentic "street" feel, there are several key differences between the cinematic portrayal and the actual events:

  • The Shooting Incident: In the film, Serpico is shot during a drug bust and his partners hesitate to help. In reality, the circumstances were even more suspicious. Serpico was shot through a door while his partners remained in the hallway; they did not call "10-13" (officer needs assistance). He was actually saved and taken to the hospital by an elderly tenant of the building, not his fellow officers.

  • Character Composites: The character of Bob Blair (Tony Roberts) is a composite of several real-life allies, most notably David Durk. Durk was a socially prominent, Ivy League-educated detective who partnered with Serpico to bring the corruption to the mayor's office.

  • The Chronology of Graft: The film condenses over a decade of corruption into a tight narrative. In reality, Serpico’s struggle was a slow, agonizing process involving multiple attempts to contact high-ranking officials in the Lindsay administration, many of whom ignored him for years before The New York Times story broke.

  • Personal Life: The film portrays a series of failed romances (like Laurie) to emphasize Serpico's isolation. Real-life Frank Serpico was indeed isolated, but he was also married and divorced during this period—a detail the film omitted to heighten the "lone wolf" persona.